We can’t tell you how many times we’ve heard firm owners say that. That’s why we designed this unique service.

Here’s how it works. We take care of all of the forms, filings, and ongoing task management items for the firm. We even execute virtual supervision for Investment Advisers of the firm. We will guide you on what access is needed, consult with you on document sharing and transfer solutions, and communicate on a regular basis to ensure we stay up to date on the firm’s changes.

We will create the agenda for the Annual Compliance Meeting, and execute that with your firm remotely. When an audit comes, we do full audit document prep, communicate with regulators on your behalf, and make changes and updates to the firm’s compliance programs in response to the regulator’s instructions.

You can relax, knowing that your firm’s compliance program is taken care of.