Synergy RIA Compliance Solutions

About Us

Synergy RIA Compliance Solutions

Synergy is a service first, adviser oriented consulting firm.

We advocate for advisers by leveraging our extensive experience with regulatory guidelines. Anyone can read regulations and click through a task management website. But it takes an additional level of expertise to recommend best practices and to build customized workflows that fit your business.

Our Mission

to provide registered investment advisors with customized, tailored compliance solutions at an affordable price.

Investment Compliance

Our first priority is your best interest.

We understand that compliance is not a one-size-fits-all model. Our focus is to make sure that each firm is treated based on the things that make that client unique, with the goal being to foster a trustworthy and dependable experience.

Meet Our Team

combining our shared years of experience and expertise to provide Solutions
Eric J. Moeller, PMP®

Eric J. Moeller

Director of RIA Consulting

Isabel Leong 2025 Upscaled

Isabel Leong

Director of Operations

David Gill 2025 Upscaled

David Gill, MBA, PMP®

Director of Strategic Management

Ashley Hunter

Ashley Hunter

Compliance Consultant

Kate Hall

Kate Hall, IACCP®

Senior Compliance Consultant

Isis Corbett 2025 Upscaled

Isis A. Corbett, IACCP®

Compliance Consultant

Darian Powell 2025 Upscaled

Darian R. Powell, IACCP®

Business Process and Systems Manager

Jakele Zeglen 2025 Upscaled

Jakele Zeglen

People and Operations Lead

Marc Gibson

Marc Gibson

Chief Technology Officer

Lee Grant 2025 Upscaled

Lee Grant

Compliance Associate

Eric Stokes 2025 Upscaled

Eric Stokes

Compliance Associate

JJones 2025 Upscaled

Jayla Jones

Compliance Associate

Ty Washington - Compliance Associate

Ty Washington

Compliance Associate

Work With Us

We're always looking for good talent. Are you task-oriented, data-driven, and highly organized? Do you have experience working at a Registered Investment Adviser or Broker-Dealer? Will you thrive on developing strong, collaborative relationships with clients?

Founded in 2019, Synergy RIA Compliance Solutions is a service first compliance consulting firm that focuses on providing cost-effective compliance solutions for Registered Investment Advisors. We believe that the success of consulting businesses is predicated on prompt responses to client communications, and fostering a collaborative approach by applying knowledge and expertise on an individualized basis when addressing client inquiries. Synergy is a fully remote company with optional travel opportunities. We offer our team a 401(k) with company match, 3 weeks paid time off, annual bonus opportunities, and IACCP® designation training and examination paid for by the company.

How Can We Be of Service To You?