We can help. Our Initial Registration Consultation is designed to ensure you’re adequately prepared to enter into the initial registration process. Additionally, we advise beyond your compliance program, diving into broader practice management items that tend to cause indecision and delays during the registration progress.

The end result of the Initial Registration Consultation is a documented checklist that summarizes the areas discussed during the session, as well as a preparation score and a complexity score that identify both your readiness to complete the registration, and areas that may pose as pitfalls or hurdles during registration based on your firm’s business model and jurisdiction of registration.